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Space heating and cooling use 46% of all energy consumed in U.S. residential buildings. Water heating accounts for an additional 14%. Total energy consumption for space conditioning in commercial buildings is 4.5 quads, and commercial refrigeration accounts for 0.6 quads. In some commercial buildings like supermarkets, the percentage of energy consumed for refrigeration commonly approaches 50%.

More than half of the total energy used for heating, cooling, ventilation, refrigeration, and water heating is electrical, and air conditioning is the single leading cause of peak demand for electricity. Reducing these loads can lower demand for annual power generation and peak capacity. Furthermore, to realize the future promise of net-zero energy buildings—buildings using on-site power generation to produce much of their required energy—thermal and electrical loads must be minimized.

Advanced technologies already have demonstrated success in increasing the energy efficiency of these vital building functions, without compromising occupant comfort or equipment performance. Yet the opportunity for further energy efficiency improvements remains large. Targets include chiller systems used in cooling large commercial buildings, small unitary heating and cooling equipment used in residential buildings, unitary rooftop packages used in light commercial buildings, and commercial refrigeration systems used in supermarkets. For example, DOE and partners are working on energy efficiency improvements to glass-door supermarket display refrigeration cabinets. These improvements, along with other energy-saving changes, have the potential to reduce the energy consumption of commercial refrigeration in supermarkets by 60%.

Benefits of advanced technology do not stop with energy and cost savings, but extend to environmental protection and health. For example, new technologies are minimizing environmental impacts related to refrigerants, and more effective ventilation and space conditioning are demonstrating the potential to enhance the health and productivity of building occupants by improving air quality.

Estimated Energy Savings

Estimated Energy Savings - A bar chart showing estimated 3.3 quads energy savings from technology improvements: 1.1 quads per year water heating; .3 quads per year commercial refrigeration; .6 quads per year air conditioning and heat pump package technology; 1.3 quads per year residential heating and cooling system delivery.

An estimated 3.3 quadrillion Btu (quads) of energy can be saved through continued improvements in component technologies. This savings is equivalent to 1.6 million barrels of oil per day. Additional improvements can be realized through improved systems approaches, leading to more optimal integration of heating, cooling, and ventilation functions within the whole building design.


Program Goals

By conducting R&D in cooperation with industry partners, DOE seeks to accelerate the development and introduction of highly efficient heating, ventilating, refrigeration, and air-conditioning systems, and water-heating technologies.

Component-level research has centered on heat pumps and refrigeration technologies, with a focus on dramatically improving the energy efficiency of residential and commercial heat pump and refrigerating equipment; applying advances in refrigeration research to nontraditional applications such as water heating and integrated appliances; providing industry with data on new refrigerants to replace chlorinated refrigerants in buildings applications; and working with industry to establish a knowledge base of safety, performance, and operational characteristics of new refrigerant/lubricant mixtures. Other DOE R&&D addresses models, methodologies, controls, communications, and design tools for better integrating equipment within a whole building, in ways that optimize energy use and performance.

The target of these efforts is to reduce annual energy use and peak loads for building equipment by 20% in 2020, versus 2003. DOE laboratories engaged in this R&&D include the Oak Ridge National Laboratory, through its Buildings Technology Center, and the Lawrence Berkeley National Laboratory.

A specific program goal is to develop, by 2010, technology for affordable small heating, cooling, and water heating components for use in commercial buildings, in support of the net-zero-energy building concept. Such components would be sized to match the capacities of cost-efficient on-site generators, using solar, fuel cell, or other distributed power technologies.

Strategy

DOE's R&D activities in heating, cooling, and commercial refrigeration technologies reflect the priorities identified by the industry roadmap , together with DOE strategic goals.

The roadmap identifies the key technological challenges in developing equipment that balances the requirements of environmental sustainability while responding to the needs of the marketplace for safe, reliable, effective, and affordable systems. Overarching industry goals include reducing operation, maintenance, and energy costs; reducing waste and pollution; increasing equipment durability and flexibility; increasing occupant productivity, comfort, and health; and reducing construction worker illnesses and injuries.

DOE, with industry partners, focuses on pre-competitive research that resolves significant technological hurdles. Individual manufacturers then apply the research results to provide products that satisfy market needs.

Current Research

DOE conducts laboratory and field research, design, and testing of heating and cooling systems, refrigeration systems, components, and replacement refrigerants. Areas of expertise include high-efficiency electric and gas heat pumps, refrigerator/freezer modifications to increase efficiency and eliminate CFC and HCFC refrigerants, cogeneration and central heating and cooling plants, thermally activated gas heat pumps, and assessments of global warming impacts of alternative refrigerants.

DOE also is investigating ways to combine the operation and control of a building's equipment (for heating, cooling, and water heating) together with its thermal envelope, thermal delivery, and ventilation systems in a total system design approach to maximize overall delivered energy efficiency. Right-sizing of heating, cooling, and ventilation equipment is a key aspect of optimizing energy efficiency within a whole building system.

Current R&D activities focus on:

Diagnostic and real-time monitoring tool—Diagnostic tools improve equipment performance by signaling the need for preventive maintenance or repairs, and monitoring tools allow real-time control of energy loads. DOE and its partners are currently developing a charge indicator—an on-board diagnostic tool that measures the charge of working fluid on vapor compressors, alerting facility managers or homeowners of the need for recharging. Heat pumps are the initial target application. Other potential applications include commercial refrigerators, heat pump water heaters, small residential heating and cooling equipment, and large chillers. Other current developments are the coefficient of performance (COP) meter, an on-board or hand-held device that assesses heating and cooling equipment efficiency by measuring charge, air flow, and temperature; and the distributed package terminal air-conditioner (PTAC) controller, which allows real-time monitoring and control of package terminal air-conditioners, enabling commercial facilities to automatically turn off cooling in unoccupied rooms, or to selectively shed loads in periods of peak demand.

Design tool for heat pumps and air conditioners—A widely used tool developed by DOE through Oak Ridge National Laboratory is the Heat Pump Design Model (Mark VI release). This tool simulates the steady-state cooling and heating performance of air-to-air heat pumps and air conditioners, enabling users to specify such key parameters as type of vapor compressor, type of heat exchanger, air conditions, air flows, and type of refrigerants. The program can be used with most of newer HFC refrigerants as well as with HCFCs and CFCs. Versions are available for single-speed and variable-speed heat pumps. Manufacturers of heat pump systems and components have used the model extensively in product design and ratings, and contractors have applied it to assessing installation designs. The model is periodically upgraded to increase its usefulness to U.S. industry and researchers for product design and development. Future versions will simulate geothermal heat pumps and mini splits (room or zone heat pumps that do not require ducts).

Improvements in supermarket refrigeration—Current supermarket refrigeration systems have the potential for significant refrigerant leak rates and high power consumption. DOE has assessed several system concepts that feature greatly reduced refrigerant charge and emission levels, and integration of the stored heating/cooling equipment to recover the refrigeration reject heat for space heating. A field demonstration, conducted in collaboration with a supermarket chain, an electric utility in Massachusetts, and the Electric Power Research Institute (EPRI), showed that a distributed refrigeration/water-source heat pump HVAC system could achieve about 20% primary energy savings in the Massachusetts area compared to a state-of-the-art conventional refrigeration/HVAC arrangement.

Frostless heat pump—When ambient temperatures fall below about 40F, frost begins to build up on the outdoor heat exchanger coil of conventional heat pumps, diminishing their heating effectiveness. Periodic defrosting is required, during which a four-way valve temporarily reverses the heat pump cycle, diverting heat from inside the house to the outdoor coil. To temper the resulting drop in temperature of the air supplied to the indoor space, conventional systems energize supplemental resistance-heating elements. However, even with substantial power flowing through the heating elements, the indoor air temperature is temporarily lowered—resulting in what is commonly called "cold blow," a major concern of heat pump manufacturers and consumers. The defrosting cycle not only reduces occupant thermal comfort and causes power surges, but also decreases system reliability because of the stresses imposed on such components as the four-way valve, the compressor, and the resistance-heating elements.

The frostless heat pump, developed with support from DOE and industry partners, cost-effectively addresses these concerns by drastically reducing the frequency of defrost cycling (by a factor of 5 in the Knoxville, Tennessee area) and by eliminating cold blow. The key innovation is the addition of heat to the accumulator, which increases the temperature of the refrigerant entering the outdoor coil. Tests have shown that the addition of moderate amounts of heat dramatically retards frost formation over a substantial range of outdoor ambient conditions where frost is likely to form. When the frostless heat pump does require cycle reversing, the indoor fan is shut off, thus avoiding "cold blow" draft and heat removal from the conditioned space.

Thermally activated heat pumps—Heat pumps in use today are electrically driven, operating on the conventional vapor-compression refrigeration cycle. Thermally activated heat pumps that operate on natural gas fuel have the potential to revolutionize the way residential and commercial buildings are heated and cooled. Such natural gas driven heat pumps can achieve substantial improvements in energy efficiency by avoiding the energy conversion losses (approximately 70%) associated with electric power generation and distribution. Highly efficient heat pumps could outperform the best natural gas furnaces, reducing energy use by as much as 50%, while also providing gas-fired air conditioning. In large commercial-size absorption chillers, energy efficiency can be improved by 50% with advanced high-temperature cycles and novel fluids. Working with industry and utilities, DOE is developing and testing thermally activated technologies in residential absorption heat pumps, such as the generator absorber heat exchange (GAX) cycle heat pump and the "Hi-Cool" heat pump; and in large commercial chillers with double-condenser-coupled cycles.

Residential thermal distribution systems—Systems to distribute heating and cooling throughout a house include forced air systems, radiant floors, hot water radiators, and electric systems such as baseboard heaters. Because nearly all new homes in the United States feature forced air distribution, these systems have been the focus of recent DOE research. Typical duct systems lose 25% to 40% of the heating energy or cooling energy put out by a central furnace, heat pump, or air conditioner. Air leaks are one source of energy losses. Another source is conduction losses, which are greatest when ducts are installed outside the conditioned (heated and cooled) parts of the house—as the National Association of Home Builders found to be the case in 67% of new homes with forced air distribution built between 1996 and 1998.

Improving thermal efficiency can yield dramatic reductions in energy costs. DOE research, conducted in conjunction with Habitat for Humanity and Oak Ridge National Laboratory, measured the energy savings realized by placing the thermal distribution system inside the conditioned space—and demonstrated a 30% to 40% savings in both the heating and cooling energy demand for a 1200-square-foot house. DOE is working on several new technologies for improving duct efficiency and enabling easier installation within conditioned space.

Recent work at the Lawrence Berkeley National Laboratory has evaluated different methods for measuring air leakage from ducts. The American Society for Testing and Materials will rewrite its standards for duct leakage testing based on the results of field testing of these methods. DOE also initiated the development of American Society of Heating, Refrigerating, and Air Conditioning Engineers (ASHRAE) Standard 152, a testing method to rate the energy efficiency of residential thermal distribution systems.

Simulation results showed that improved ducts (low leakage) and improved system installation (moving ducts into conditioned space form the attic) can allow the use of a smaller nameplate capacity air conditioner without reducing the cooling effect actually delivered into the occupied space or the "pulldown" time required to cool down the house after it has been allowed to heat up all day.


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